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TRI-CIRCLE FINANCIAL BLOG: Clear Financial Guidance for Businesses and Individuals

Pearl Harbor Day

Posted in: Financial Planning
December 7th, 2016

By Bill Sornstein

75 years ago today.  December 7, 1941.  “A date which will live in infamy…” This was the defining moment of “The Greatest Generation”.  A day never to be forgotten.  It unified and mobilized our nation as never before. When the movie Pearl Harbor came out in 2001, I took my Dad to see it.  There is a scene in the film that shows crew members trapped below decks.  You [. . .]

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How to Prepare for an Audit of Your 401(k) Plan

Posted in: Employee Benefits
December 6th, 2016

By Bill Sornstein

A recent survey of businesses with 401(k) and other qualified plans found that nearly one-third (31%) of respondents have been audited by the IRS or DOL in the past 2 years (1).  Audits are a fact of life for qualified plans.  However, there is no reason why a plan audit should be more than an occasional inconvenience. Complying with the regulations for qualified plans is primarily  [. . .]

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Rachel Owens and William Sornstein are Registered Representatives with and Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, member FINRA / SIPC. The LPL Financial registered representatives associated with this site may only discuss and/or transact securities business with residents of the following states: California, Arizona, Iowa, Nevada and Texas.