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TRI-CIRCLE FINANCIAL BLOG: Clear Financial Guidance for Businesses and Individuals

How to Prepare for an Audit of Your 401(k) Plan

Posted in: Employee Benefits
December 6th, 2016

By Bill Sornstein

A recent survey of businesses with 401(k) and other qualified plans found that nearly one-third (31%) of respondents have been audited by the IRS or DOL in the past 2 years (1).  Audits are a fact of life for qualified plans.  However, there is no reason why a plan audit should be more than an occasional inconvenience. Complying with the regulations for qualified plans is primarily  [. . .]

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How many more healthcare changes will they impose?

Posted in: Employee Benefits
January 12th, 2015

By Rachel Owens

Just as you thought it was safe to make planning decisions on your company benefits, the State of California is changing some of the rules.  At the beginning of 2014, the State decreed that all employees would be eligible for your group coverage no later than the first of the month following 60 days of employment.  Even though the Federal standard was 90 days, California legislators decided on 60 days.  Now the legislators and the Governor have 'seen the light' and are bringing the California [. . .]

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Rachel Owens and William Sornstein are Registered Representatives with and Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, member FINRA / SIPC. The LPL Financial registered representatives associated with this site may only discuss and/or transact securities business with residents of the following states: California, Arizona, Iowa, Nevada and Texas.