1633 E. Fourth Street, Suite 216
Santa Ana, CA 92701
714-560-9022

Privacy Policy

Our relationships with current and prospective clients are based on integrity and trust. We recognize that you use our services because you trust that we will stand behind our promises. In turn, we pledge our commitment to treating your information responsibly. We want you to be aware of how we handle personal and business information and the important measures we take to protect it.

We may collect non-public information about you and your business from the following sources:

  •  Information we receive from you and your authorized representatives,
  • Information about your transactions with us or our Affiliates or Strategic Partners, or
  • Information collected on our website.

We safeguard all non-public information and, except for the benefit of the Client, do not disclose to anyone outside of Tri-Circle Financial & Insurance Services any proprietary or confidential information. We maintain physical, electronic, and procedural safeguards to protect your information.

We will only disclose your information to persons outside of Tri-Circle Financial & Insurance Services under the following circumstances:

  •  To your other advisors, when authorized by you,
  •  To our Affiliates or Strategic Partners, as necessary to complete the authorized scope of work outlined in our Service Agreement, or
  • As required by law. Authorization by you includes emails, faxes, letters, or phone calls documented in our files.
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Mission Statement

Our mission is to help make your financial life as simple and harmonious as possible.

We take the complex and make it as clear as we can. We believe that you should never buy a financial product or service that you do not understand.

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© 2006 - 2017 Tri-Circle Financial Strategies, Santa Ana, CA. All rights reserved.
Rachel Owens and William Sornstein are Registered Representatives with and Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, member FINRA / SIPC. The LPL Financial registered representatives associated with this site may only discuss and/or transact securities business with residents of the following states: California, Arizona, Iowa, Nevada and Texas.