1633 E. Fourth Street, Suite 216
Santa Ana, CA 92701
714-560-9022

Products

Through LPL Financial and our brokerage relationships, we have a full range of products available to help you ‘fill the Gap’ and meet your needs.  These include:

Qualified Retirement Plans for businesses and individuals

  • 401(k), Profit Sharing, Defined Benefit, Age Weighted/New Comparability, etc.
  • IRA, Roth IRA, SEP IRA, SIMPLE IRA

Insurance Products

  • Life Insurance, including term, universal life, variable universal life, whole life, equity indexed life, etc.
  • Disability insurance, including individual, group, business overhead expense, etc.
  • Long Term Care coverage
  • Annuities, including fixed, variable, immediate, etc.
  • Medical insurance for both groups and individuals, including Medicare supplements

Investments

  • Fee based asset management with a variety of managers to choose from
  • Alternative investments
  • Mutual funds and Exchange Traded Funds (ETFs)
  • College savings and 529 plans

Referrals

While referrals are not technically a product, they are part of the service we provide.  We have a network of qualified, caring professionals to assist with your needs in the following areas:

  • Attorneys specializing in business, real estate, estate planning, family law, pension law and other areas
  • CPAs and accountants
  • Bankers
  • Business consultants
  • Business valuation specialists
  • Real estate agents and mortgage brokers

We are also happy to provide a ‘second opinion’ on financial matters for any friends or family who might need one.

 

 

Contact Us
Please Let Us Know How We Can Be of Service to You
Sign Up
for our newsletter and
get your free whitepaper:
"5 Important Strategies for Small Business Owners."

Mission Statement

Our mission is to help make your financial life as simple and harmonious as possible.

We take the complex and make it as clear as we can. We believe that you should never buy a financial product or service that you do not understand.

Sign Up for our newsletter
and our free whitepaper -
"5 Important Strategies for Small Business Owners."
© 2006 - 2017 Tri-Circle Financial Strategies, Santa Ana, CA. All rights reserved.
Rachel Owens and William Sornstein are Registered Representatives with and Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, member FINRA / SIPC. The LPL Financial registered representatives associated with this site may only discuss and/or transact securities business with residents of the following states: California, Arizona, Iowa, Nevada and Texas.