1633 E. Fourth Street, Suite 216
Santa Ana, CA 92701
714-560-9022

Wealth Management

 

Wealth Management PyramidDistinctive Guidance for Significant Wealth

With significant wealth comes great opportunity, as well as increasing complexity of choice – especially with respect to whom you entrust to share your financial and personal aspirations.  While maintaining and growing your assets is critical, equally important is developing a strategy for leaving behind a legacy and having the freedom to pursue what is most important to you.

We are uniquely positioned to cater to your distinct financial needs.  As your trusted financial advocate, we provide unbiased investment guidance and financial planning to help you manage your wealth over your lifetime and beyond.

As part of our financial planning services, we utilize Wealth Vision through LPL Financial.  This consolidates all your information in one place and provides an real time progress report with secure online access.  An important feature is the ability to save copies of all your important documents in the Vault.  This provides you with 24/7 secure access anywhere you have an internet connection.

Through LPL Financial, we have additional resources specifically available for clients with $2 million or more of investable assets.  This gives us the ability to provide a wide range of customized services to meet the unique needs of a high net worth client.  We have specialists in estate planning, tax managed investments, financial planning, insurance and many other disciplines.  Allow us to introduce you to our team.

Private Client Briefing

If you have at least $5 million of investable assets or your net worth is at least $10 million, we can arrange a Private Client Briefing at LPL Financial’s Home Office in San Diego.  At the Briefing, you will meet the key subject matter experts in the areas that interest you, including:

  • Comprehensive Financial Planning
  • Advanced Estate Planning
  • Business Exit Planning
  • Executive Compensation Arrangements
  • Investment Consulting, including how to best utilize alternative investments such as Hedge Funds, Private Equity, Structured Products, etc. and how to minimize the tax impact on you portfolio
  • Advanced Portfolio and Investment Analytics
  • Single stock risk management
  • Foundation and Endowment Guidance
  • Trust Services*
  • Financial Windfall Planning
  • Insurance Planning

This team will help us develop a customized program designed specifically for your situation.  For more information, please download our free brochure – Distinctive Guidance for Significant Wealth.

*  LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.

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Mission Statement

Our mission is to help make your financial life as simple and harmonious as possible.

We take the complex and make it as clear as we can. We believe that you should never buy a financial product or service that you do not understand.

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© 2006 - 2017 Tri-Circle Financial Strategies, Santa Ana, CA. All rights reserved.
Rachel Owens and William Sornstein are Registered Representatives with and Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, member FINRA / SIPC. The LPL Financial registered representatives associated with this site may only discuss and/or transact securities business with residents of the following states: California, Arizona, Iowa, Nevada and Texas.